Highlighted Cases of acting as Financial Advisors or Independent Financial Advisors in Notifiable Transactions
Continuing Connected Transaction

AUX International Holdings Limited (2080.HK)

Transaction Completion Date: 10 April 2018

• Provide independent opinion and recommendation on the terms and annual caps of the continuing connected transaction

• Nature of the transaction: Provision of property housekeeping, transportation and other ancillary services

• Our role: Independent financial advisor

CPMC Holdings Limited (906.HK)

Transaction Completion Date: 30 November 2017

• Provide independent opinion and recommendation on the terms and annual caps of the continuing connected transaction

• Nature of the transaction: Provision of sales and purchases of packaging materials and related services

• Our role: Independent financial advisor

Gold-Finance Holdings Limited (1462.HK)

Transaction Completion Date: 11 August 2017

• Provide independent opinion and recommendation on the terms and annual caps of the continuing connected transaction

• Nature of the transaction: Provision of sales and customer services

• Our role: Independent financial advisor

Unconditional Mandatory Cash Offer for All Shares Issued

Pak Wing Group (Holdings) Limited (8316.HK)

Close of the mandatory unconditional cash offer date: 19 May 2017

• Providing advisory services on the unconditional mandatory cash offer for all shares

• Sale and Purchase agreement with an aggregate consideration of HK$300 million

• Pak Wing is principally engaged in the foundation business as a foundation subcontractor in Hong Kong

• Our role: Financial advisor

Major Acquisition and Connected Transaction

AUX International Holdings Limited (2080.HK)

Transaction Completion Date: 28 February 2017

• Providing advisory services to independent board committee and independent shareholders regarding the acquisition of 寧波奧克斯物業服務有限公司and connected transactions

• An aggregate consideration of RMB143 million

• Target company is principally engaged in property management business

• Our Role: Independent financial advisor

Unconditional Mandatory Cash Offer for All Shares Issued

Geotech Holdings Limited (1707.HK)

• Providing advisory services on the unconditional mandatory cash offer for all shares

• Sale and Purchase agreement with an aggregate consideration of HK$250.6 million

• Geotech principally undertakes slope works as main contractor and also undertake ground investigation field works as subcontractor

• Our role: Financial advisor

• Close of the mandatory unconditional cash offer date: 10 January 2019

Major Acquisition and Connected Transactions

Artini China Co. Limited (0789.HK)

• Providing advisory services to the company regarding the acquisition of Primeview Technology Limited and connected transactions

• HK$180 million subscription of shares and application of whitewash waiver

• The business of the target Company can be classified as two major categories, sales of goods and software-related application development service

• Our role: Financial advisor

• Transaction completion date: 31 October 2016

Continuing Connected Transaction

Beautiful China Holdings Company Limited (0706.HK)

• Provide opinion and recommendation on the terms and annual caps of the continuing connected transaction

• Our role: Financial advisor

• Transaction completion date: 28 January 2014

Continuing Connected Transaction

Huadian Power International Corporation Limited (1071.HK)

• Providing advisory services to independent shareholders and independent board committee of Huadian Power International Corporation Limited

• HK$4.5 billion subscription of shares and application of whitewash waiver

• Our role: Independent Financial advisor

• Transaction completion date: 21 July 2014

Unconditional Mandatory Cash Offer for All Shares Issued

Sunley Holdings Limited (1240.HK)

• Providing advisory services to independent shareholders and independent board committee of Sunley Holdings Limited regarding the unconditional mandatory cash offer for all shares

• HK$180 million mandatory unconditional cash offer

• Sunley is principally engaged in the foundation business and machinery rental business in Hong Kong and Macau

• Our role: Financial advisor

• Close of the mandatory unconditional cash offer date: 11 April 2014